Preparation of Phenols

Preparation of Phenols

Edited By Shivani Poonia | Updated on Jul 02, 2025 07:42 PM IST

Phenols are a class of organic compounds characterized by the attachment of the hydroxyl group (-OH) to the aromatic benzene ring. In other words, they provide the backbone and core of organic chemistry and numerous industries. These compounds are way more than just a simple class of chemicals; they play a very vital role in various industries, from pharmaceuticals and plastics to agriculture. Phenols are in antiseptics and disinfectants every day; they are present in dyes.

This Story also Contains
  1. PREPARATION OF PHENOL—HYDROXYLATION OF AROMATIC COMPOUNDS (I)
  2. Preparation of Phenol II: Industrial Synthesis from Cumene
  3. Relevance and Applications
  4. Some Solved Examples
  5. Summary
Preparation of Phenols
Preparation of Phenols

The ability to turn them into almost everything, from medical treatments to industrial materials, is among those very special chemical properties that make them special. Several different methods have been worked out for phenol preparation; all of them have their advantages and applications. Controlled paths of phenol synthesis for research and small-scale production remain as laboratory techniques of hydroxylation of aromatic compounds. In sharp contrast, on the other hand, are industrial techniques; for instance, operation at the Cumene process scale speaks of size and efficiency if products are to be commercialized.

PREPARATION OF PHENOL—HYDROXYLATION OF AROMATIC COMPOUNDS (I)

The preparation of phenol in most cases involves the hydroxylation of an aromatic compound, usually benzene. Essentially, what this implies is that a hydroxyl (-OH) group should be introduced into the ring structure of the compound; however, this only apparently materializes under a number of chemical reactions. Laboratory conditions usually employ the Friedel-Crafts technique of hydroxylation. The reaction describes the oxidation of the benzene molecule to an oxidizing agent like nitric acid, HNO₃, in the presence of a catalyst like sulfuric acid, H₂SO₄. This converts the benzene into phenol by the insertion of a hydroxyl group in it.

The other is the hydrolysis of aryl halides, where haloaromatic compounds are treated with a strong base like sodium hydroxide to yield phenol by replacing the halogen with a hydroxyl group. This process is known as the Reimer-Tiemann reaction, and this reaction comes quite in handy to synthesize phenolic compounds from aryl halides.

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Phenol is manufactured from the hydrocarbon, cumene. Cumene (isopropylbenzene) is oxidized in the presence of air to cumene hydroperoxide. It is converted to phenol and acetone by treating it with dilute acid. Acetone, a by-product of this reaction, is also obtained in large quantities by this method. The reaction occurs as follows:

Preparation of Phenol II: Industrial Synthesis from Cumene

The main industrial method of production of phenol is scaled for large production and is called the Cumene process. There are two major steps: alkylation of benzene and subsequent oxidation, followed by cumene cleavage.

Step 1: Alkylation of Benzene:

In the presence of an acid catalyst, usually aluminum chloride, AlCl₃, benzene reacts with propene. The product is cumene, isopropylbenzene. Although this is rather a key stage in phenol production, it is only a pretreatment stage.

Step 2: Oxidation and Cleavage:

First, cumene gets oxidized to cumene hydroperoxide; after that, it will further cleave in the presence of an acid catalyst. Then, the final products for this cleavage will include phenol and acetone. This is widely applied since this process is so effective in producing large quantities of phenol.

From Haloarenes

Chlorobenzene is fused with NaOH at 623K and 320 atmospheric pressure. Phenol is obtained by acidification of sodium phenoxide so produced. The reaction occurs as follows.

From Benzene sulphonic acid

Benzene is sulfonated with oleum and benzene sulphonic acid so formed is converted to sodium phenoxide on heating with molten sodium hydroxide. Acidification of the sodium salt gives phenol. The reaction occurs as follows:


From Diazonium salts

A diazonium salt is formed by treating an aromatic primary amine with nitrous acid (NaNO2 + HCl) at 273-278 K. Diazonium salts are hydrolysed to phenols by warming with water or by treating with dilute acids. The reaction occurs as follows.

Relevance and Applications

Uses of phenols differ from one industry to another due to the range of characteristics they exhibit. They are employed in pharmaceutical industries for the manufacture of antiseptics and disinfectants and also as precursor products in the synthesis of medicines. For example, phenol is used as a precursor in the synthesis of aspirin and acetaminophen. The chemical industry uses phenols in the manufacture of plastics, resins, and dyes. They are also used in making explosives as well as in polymer additives so that they may act as stabilizers.

One of the key reasons why phenol preparation is important academically is for the understanding of principles behind the reactions and mechanisms of Organic Chemistry, particularly in respect to aromatic compounds. Familiarity with the above methods is of basic importance for any student or investigator dealing with phenolic compounds and their derivatives.

Some methods of phenol preparation by the Cumene process represent well the strength of organic chemistry in efficiently making compounds of value. In doing so, such methods show not only chemical transformations but also the extent to which production has to be scaled up to meet industrial demand.

Recommended topic video on(Preparation of Phenols)

Some Solved Examples

Example 1
Question:

P&Q respectively are

1)

$\mathrm{and\ CH_{3}CH_{2}CHO}$

2)

$\mathrm{and\ CH_{3}COCH{3}}$

3) (correct)

$\mathrm{ and \ CH_{3}COCH_{3}}$

4)

$\mathrm{and \ CH_{3}CH_{2}CHO}$

Solution:

Therefore, option (3) is correct.

Example 2
Question:

The main products formed during a reaction of 1-methoxy naphthalene with hydroiodic acid are:

1)

and CH3OH

2)

and CH3I

3) (correct)

and CH3I

4)

and CH3OH

Solution:

The reaction will be -

Therefore, the Correct option is (3)

Example 3
Question:

Toluene is catalytic oxidizing by air in the presence of cupric salt and gave A. What is A?

1)Phenol

2)Cumene

3)sodium phenoxide

4)None

Solution:

As we have learned,

Therefore, option (1) is correct.

Summary

Methods of phenol preparation vary from laboratory direct to industrial techniques. Laboratory methods, such as Friedel-Crafts hydroxylation and the hydrolysis of aryl halides, provide routes that offer a controlled way of producing phenols for research work and small applications. The cumene process illustrates this aspect of the practical application of organic chemistry in the effective manufacturing of phenol at an industrial scale. Hence, their preparation methods are of significance not only for academics but also for industrial applications.

Frequently Asked Questions (FAQs)

1. How can phenol be prepared from benzene sulphonic acid?
Phenol can be prepared from benzene sulphonic acid through fusion with sodium hydroxide. This reaction involves heating benzene sulphonic acid with solid sodium hydroxide at high temperatures (300-350°C). The sulphonic acid group is replaced by a hydroxyl group, forming sodium phenoxide, which is then acidified to produce phenol.
2. What is the role of zinc dust in the preparation of phenol from diazonium salts?
Zinc dust acts as a reducing agent in the preparation of phenol from diazonium salts. It reduces the diazonium group (-N2+) to a hydroxyl group (-OH), converting the diazonium salt to phenol. This reaction is known as the reduction of diazonium salts and is an important method for synthesizing phenols.
3. How does the hydrolysis of aryl halides produce phenols?
Hydrolysis of aryl halides to produce phenols involves replacing the halogen atom with a hydroxyl group. This typically requires harsh conditions, such as high temperature and pressure, along with a strong base like sodium hydroxide. The reaction proceeds through a nucleophilic aromatic substitution mechanism, where the hydroxide ion attacks the carbon bearing the halogen, displacing it to form the phenol.
4. Why is the hydrolysis of aryl halides more difficult than alkyl halides?
The hydrolysis of aryl halides is more difficult than alkyl halides because of the stronger carbon-halogen bond in aryl halides. The aromatic ring's electrons stabilize this bond, making it less reactive. Additionally, the aromatic ring's planar structure makes it harder for nucleophiles to approach the reaction center, further slowing down the hydrolysis process.
5. What is the Bucherer reaction in phenol preparation?
The Bucherer reaction is a method for converting naphthols (aromatic alcohols derived from naphthalene) into naphthylamines and vice versa. In phenol preparation, it can be used to convert certain aminophenols to the corresponding phenols. The reaction involves heating the starting material with sodium bisulfite and ammonia or an amine in an aqueous medium.
6. How does the Cumene process produce phenol?
The Cumene process is a major industrial method for phenol production. It involves three steps: 1) Alkylation of benzene with propene to form cumene, 2) Oxidation of cumene to form cumene hydroperoxide, and 3) Acid-catalyzed cleavage of cumene hydroperoxide to produce phenol and acetone as co-products.
7. How does the oxidation of alkylbenzenes lead to phenol formation?
Oxidation of alkylbenzenes can lead to phenol formation through a process called dealkylation. For example, when toluene (methylbenzene) is oxidized with air or oxygen at high temperatures (around 150°C) in the presence of a catalyst, it can form benzoic acid. Further oxidation and decarboxylation of benzoic acid can yield phenol. This method is not commonly used industrially due to its low efficiency.
8. What is the industrial significance of phenol preparation?
Phenol preparation is industrially significant due to its wide range of applications. Phenol is used in the production of plastics, resins, pharmaceuticals, dyes, and many other products. The development of efficient, large-scale production methods like the Cumene process has made phenol an important industrial chemical, driving research into new and improved preparation methods.
9. What is the importance of phenol in the production of Bakelite?
Phenol is a key component in the production of Bakelite, one of the first synthetic plastics. Bakelite is formed by the reaction of phenol with formaldehyde under specific conditions. This reaction, discovered by Leo Baekeland in 1907, led to the development of the plastics industry. Understanding phenol preparation is crucial for the production of such important materials.
10. What is the importance of protecting groups in phenol synthesis?
Protecting groups are crucial in phenol synthesis when other reactive functional groups are present in the molecule. They temporarily mask the reactivity of the phenolic -OH group, allowing other transformations to occur without affecting the phenol. Common protecting groups for phenols include ethers and esters, which can be easily removed later to reveal the phenol.
11. What is the Dow process used for in phenol preparation?
The Dow process is an industrial method used to prepare phenol from benzene. It involves three main steps: chlorination of benzene to form chlorobenzene, hydrolysis of chlorobenzene with sodium hydroxide under high temperature and pressure to form sodium phenoxide, and acidification of sodium phenoxide to produce phenol.
12. What is the significance of acetone as a by-product in the Cumene process?
The production of acetone as a by-product in the Cumene process is significant because it makes the process economically viable. Both phenol and acetone are valuable industrial chemicals, and their co-production allows for more efficient use of resources and improved process economics.
13. What are phenols and how do they differ from alcohols?
Phenols are organic compounds with a hydroxyl (-OH) group directly attached to an aromatic ring. They differ from alcohols in that the -OH group is bonded to a carbon atom in an aromatic ring rather than an alkyl group. This structural difference gives phenols unique properties, such as increased acidity compared to alcohols.
14. Why are phenols more acidic than alcohols?
Phenols are more acidic than alcohols because the aromatic ring can stabilize the negative charge of the phenoxide ion through resonance. This stabilization allows the phenol to more readily donate its proton, increasing its acidity compared to alcohols where such stabilization is not possible.
15. How does the Kolbe-Schmitt reaction relate to phenol chemistry?
The Kolbe-Schmitt reaction is used to synthesize salicylic acid from sodium phenoxide. While not directly a method of phenol preparation, it's an important reaction in phenol chemistry. Sodium phenoxide is heated under pressure with carbon dioxide, resulting in the carboxylation of the phenol ring to form salicylic acid after acidification.
16. How does the Reimer-Tiemann reaction utilize phenols?
The Reimer-Tiemann reaction is used to introduce a formyl group (-CHO) onto a phenol ring, creating salicylaldehyde derivatives. While not a method of phenol preparation, it's an important reaction in phenol chemistry. It involves treating a phenol with chloroform and a strong base, typically sodium hydroxide, under reflux conditions.
17. What is the mechanism of the Fries rearrangement in phenol chemistry?
The Fries rearrangement converts phenolic esters to hydroxyaryl ketones. It involves the migration of an acyl group from the oxygen to the aromatic ring. The reaction is catalyzed by Lewis acids like AlCl3 and proceeds through a complex mechanism involving the formation of an acylium ion intermediate. While not directly preparing phenols, it's an important reaction for modifying phenolic compounds.
18. How does the Williamson ether synthesis relate to phenol chemistry?
The Williamson ether synthesis is a method for preparing ethers, including those derived from phenols (phenyl ethers). In this reaction, a phenoxide ion (formed by treating phenol with a strong base) acts as a nucleophile, attacking an alkyl halide to form the ether. This reaction is important in phenol chemistry for modifying the -OH group and creating more complex phenolic derivatives.
19. How does the Lederer-Manasse reaction utilize phenols?
The Lederer-Manasse reaction is a method for introducing a hydroxymethyl group (-CH2OH) onto a phenol ring. It involves treating a phenol with formaldehyde in basic conditions. While not a method of phenol preparation, it's an important reaction in phenol chemistry for creating more complex phenolic compounds, particularly in the synthesis of pharmaceutical intermediates.
20. How does the pKa of phenol compare to other common acids?
The pKa of phenol is about 10, making it a weak acid but significantly more acidic than alcohols (pKa ≈ 16) and water (pKa = 14). However, it's less acidic than carboxylic acids (pKa ≈ 4-5) and mineral acids. This intermediate acidity is due to the stabilization of the phenoxide ion by resonance with the aromatic ring.
21. What is the significance of hydrogen bonding in phenol properties?
Hydrogen bonding plays a crucial role in phenol properties. The -OH group of phenol can form hydrogen bonds with other phenol molecules or with other hydrogen bond acceptors. This leads to higher boiling points and increased solubility in water compared to hydrocarbons of similar molecular weight. Hydrogen bonding also influences the reactivity and acidity of phenols.
22. How does substituent effects influence the acidity of phenols?
Substituents on the phenol ring can significantly affect its acidity. Electron-withdrawing groups (like -NO2, -CN, -COOH) increase acidity by stabilizing the phenoxide ion through resonance and inductive effects. Conversely, electron-donating groups (like -CH3, -NH2) decrease acidity. The position of the substituent (ortho, meta, para) also plays a role due to resonance and field effects.
23. What role do enzymes play in the biological synthesis of phenols?
In biological systems, enzymes play a crucial role in phenol synthesis. For example, the enzyme phenylalanine hydroxylase catalyzes the conversion of the amino acid phenylalanine to tyrosine, which is a phenolic compound. Other enzymes like tyrosinase are involved in the production of more complex phenolic compounds in plants and animals. Understanding these enzymatic pathways can inspire new synthetic routes for phenol preparation.
24. How does the Sandmeyer reaction relate to phenol synthesis?
The Sandmeyer reaction, while primarily used to replace a diazonium group with a halogen or cyano group, can be adapted for phenol synthesis. By using water or steam instead of a copper salt catalyst, the diazonium salt can be converted to a phenol. This reaction, sometimes called the Sandmeyer-type reaction, provides a route from aromatic amines to phenols via diazonium intermediates.
25. How does the presence of phenol affect the reactivity of the aromatic ring?
The presence of a phenol group (-OH) on an aromatic ring significantly affects its reactivity. The -OH group is an electron-donating group, activating the ring towards electrophilic aromatic substitution reactions. It directs incoming substituents to the ortho and para positions. This increased reactivity and regioselectivity are important considerations in phenol chemistry and synthesis planning.
26. What are the environmental concerns associated with phenol production?
Phenol production raises several environmental concerns. Many industrial processes for phenol synthesis involve the use or production of toxic chemicals. For example, the Cumene process produces acetone as a by-product, which can be an environmental pollutant if not properly handled. Additionally, phenol itself is toxic and can be harmful to aquatic life if released into water systems. Developing greener, more environmentally friendly methods of phenol production is an active area of research.
27. How does the Dakin reaction utilize phenols?
The Dakin reaction is an oxidation reaction that converts an ortho- or para-hydroxybenzaldehyde to a dihydroxybenzene (a type of phenol). While not a method of phenol preparation from simpler precursors, it's an important reaction in phenol chemistry for synthesizing more complex phenolic compounds. The reaction involves treating the hydroxybenzaldehyde with hydrogen peroxide in basic conditions.
28. What is the role of phenol in the synthesis of aspirin?
Phenol plays an indirect role in the synthesis of aspirin. Salicylic acid, a phenolic compound, is the precursor to aspirin (acetylsalicylic acid). Industrially, salicylic acid is produced from phenol via the Kolbe-Schmitt reaction, where sodium phenoxide is carboxylated with carbon dioxide. The salicylic acid is then acetylated to form aspirin. This connection highlights the importance of phenol chemistry in pharmaceutical production.
29. What is the significance of phenol in polymer chemistry?
Phenol is crucial in polymer chemistry, particularly in the production of phenolic resins. These resins, formed by the reaction of phenol with formaldehyde, were among the first synthetic polymers. Phenol-formaldehyde resins have applications in adhesives, molding compounds, and laminates. Additionally, other phenol-derived polymers like polyphenylene oxide (PPO) are important engineering plastics.
30. How does the presence of phenol affect the solubility of organic compounds?
The presence of a phenol group generally increases the solubility of organic compounds in water compared to their non-phenolic counterparts. This is due to the ability of the -OH group to form hydrogen bonds with water molecules. However, the solubility is still limited compared to more polar compounds, as the aromatic ring contributes hydrophobicity. This balance of hydrophilic and hydrophobic properties is important in many applications of phenolic compounds.
31. What is the role of catalysts in industrial phenol production?
Catalysts play a crucial role in industrial phenol production, particularly in the Cumene process. In this process, a Lewis acid catalyst (like aluminum chloride) is used in the alkylation of benzene with propene to form cumene. Later, an acid catalyst is used to cleave cumene hydroperoxide into phenol and acetone. The choice and optimization of catalysts significantly affect the efficiency and economics of phenol production.
32. How does the Baeyer-Villiger oxidation relate to phenol chemistry?
The Baeyer-Villiger oxidation, while primarily used to convert ketones to esters, can be applied to cyclic ketones to form lactones. In phenol chemistry, this reaction can be used to synthesize phenols from cyclohexanone derivatives. The resulting lactone can be hydrolyzed to form a phenol. This provides an indirect route to phenols from aliphatic precursors, expanding the toolkit for phenol synthesis.
33. What is the importance of phenol in the production of herbicides?
Phenol is an important precursor in the production of various herbicides. For example, 2,4-Dichlorophenoxyacetic acid (2,4-D), a common herbicide, is synthesized from 2,4-dichlorophenol, which is derived from phenol. Understanding phenol preparation and reactivity is crucial for the development and production of these agricultural chemicals.
34. What is the role of phenol in the production of epoxy resins?
Phenol plays a crucial role in the production of epoxy resins, particularly in the synthesis of bisphenol A, a key component of many epoxy resins. Bisphenol A is produced by the condensation of phenol with acetone. The resulting compound is then reacted with epichlorohydrin to form epoxy resins. This connection highlights the importance of phenol in the production of advanced materials.
35. How does the electrophilic aromatic substitution of phenol differ from benzene?
Electrophilic aromatic substitution of phenol is generally faster and more selective than that of benzene. The -OH group activates the ring by donating electrons, making it more reactive towards electrophiles. It also directs incoming substituents primarily to the ortho and para positions. This increased reactivity and regioselectivity are important considerations in phenol chemistry and in planning synthetic routes.
36. What is the significance of phenol in the production of polycarbonates?
Phenol is a key precursor in the production of polycarbonates, an important class of engineering plastics. Bisphenol A, derived from phenol and acetone, is reacted with phosgene or diphenyl carbonate to produce polycarbonate. These materials are known for their strength, transparency, and heat resistance, finding applications in everything from eyeglass lenses to electronic components.
37. How does the Hayashi rearrangement relate to phenol chemistry?
The Hayashi rearrangement is a reaction that converts aryl ethers to ortho-hydroxyaryl ketones. While not directly a method of phenol preparation, it's an important reaction in phenol chemistry for creating more complex phenolic compounds. The reaction involves treating an aryl ether with a strong Lewis acid, causing a rearrangement that results in a phenol derivative.
38. What is the role of phenol in the synthesis of salicylic acid?
Phenol is the starting material for the industrial synthesis of salicylic acid through the Kolbe-Schmitt reaction. In this process, sodium phenoxide is heated under pressure with carbon dioxide, resulting in carboxyl

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