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    Programme in Securities Operations and Risk Management

    BY
    Infact Pro Trainers via Digital Skills Academy, Indian Institute of Technology Madras

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    Mode

    Online

    Duration

    6 Months

    Fees

    ₹ 4720

    Inclusive of GST

    Quick Facts

    particular details
    Collaborators IIT Madras (IITM) , +2 more
    Medium of instructions English
    Mode of learning Self study, Virtual Classroom
    Mode of Delivery Video and Text Based

    Course and certificate fees

    Fees information
    ₹ 4,720  (Inclusive of GST)
    certificate availability

    Yes

    certificate providing authority

    IIT Madras (IITM)

    The syllabus

    Chapter 1: Introduction to the Securities Market

    • Introduction
    • Securities Market
    • Money Markets
    • Products traded in the Indian Securities Market

    Chapter 2: Market Participants in the Securities Market

    • Introduction
    • Investors
    • Issuers
    • Intermediaries
    • Regulator

    Chapter 3: Introduction to Securities Broking Operations

    • Introduction to the Trade Life Cycle
    • Front Office Operations
    • Middle Office Operations
    • Back Office Operations

    Chapter 4: Risk Management

    • Risk Management
    • Compliances and Regulatory Reporting
    • Core Settlement Guarantee Fund

    Chapter 5: Clearing Process

    • Introduction
    • Role of the Clearing Agency
    • Clearing Banks and Their Function
    • Clearing Members / Custodians
    • Depositories & Depository Participants
    • Clearing Process

    Chapter 6: Settlement Process

    • Introduction
    • Determination of Settlement Obligations - Equity Segment
    • Settlement of Funds
    • Settlement of Securities 
    • Corporate Actions Adjustment
    • Auction of Securities

    Chapter 7: Investor Grievances and Arbitration

    • Introduction 
    • Investor Grievance
    • Investor Protection Fund
    • Arbitration

    Chapter 8: Other Services provided by Brokers

    • Introduction
    • IPO Applications
    • Trading of Mutual Fund Units

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