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Quick Facts

Medium Of InstructionsMode Of LearningMode Of Delivery
EnglishSelf StudyVideo and Text Based

Course Overview

The Introduction to Brokerage Operations certification programme is a four-week-long online course designed to provide you with deep insights into the field of Brokerage Operations. This introductory-level course is crafted by the New York Institute of Finance (NYIF).

You can view an overall picture of brokerage operations during the Introduction to Brokerage Operations online course by edX. You will learn about the various kinds of accounts and also explore the important roles of these operations.

The insightful Introduction to Brokerage Operations syllabus is divided into seven lessons with video lectures from an expert instructor of NYIF. The course will acquaint you with the main characteristics of the Customer Identification Programme. You will also be introduced to the major components of the Security Reference File.

The Introduction to Brokerage Operations training will also teach you about the differences between key security issues. Moreover, you will gain clarity on the roles of numerous participants within the financial community. 2 tracks can be found on the edX platform which can be selected by the candidates. Enrolling in these will help the candidates to complete the programme. One is the audit track which only gives a limited period for enrolment whereas the other track is called the verified track and it offers unlimited time for finishing off the course.

The Highlights

  • Offered by NYIF
  • 4-weeks programme
  • Introductory-level course
  • Video lectures in English
  • Requires 1-2 hours/week
  • Self-directed learning
  • Economics and Finance course

Programme Offerings

  • online learning
  • video lectures
  • industry expert instructor
  • Up-to-date curriculum
  • English subtitles for video lessons
  • Self-paced learning
  • 4-weeks training
  • An offering of NYIF
  • 7 lessons

Courses and Certificate Fees

Certificate AvailabilityCertificate Providing Authority
yesNew York Institute of Finance, New York
  • The fee for edX’s Introduction to Brokerage Operations course is Rs. 7,411.

Introduction to Brokerage Operations course fee structure

Course option

Fee

Introduction to Brokerage Operations

Rs. 7,411 


What you will learn

The Introduction to Brokerage Operations online programme will give you information on the following:

  • Types of accounts
  • Brokerage operations overview
  • Customer Identification programme and client requirements
  • Players of the financial community
  • Types of processing and security systems

Admission Details

Step 1 – Click here and open the Introduction to Brokerage Operations course page.

Step 2 – Near the top of the page, locate the ‘View course materials’ button. Click on it to reach the registration page.

Step 3 – You can sign up by entering basic info and clicking the ‘Create account’ button. Or, just link a Microsoft, Google, Apple or Facebook ID to log in.

Step 4 – After registration, you will get redirected to the payment gateway. Choose your preferred payment method and pay the course fee by clicking the ‘Place Order’ button. You will now find yourself enrolled in the Introduction to Brokerage Operations programme by edX.

Application Details

Joining the Introduction to Brokerage Operations course is easy and does not require you to fill an application form. Log on to edX’s website, create an account, pay the fee and enrol in the course. You can log in by linking an existing Google, Facebook, Microsoft or Apple ID. Or, you have to create a new account by entering info like username, email, full name, country and generating a new password.

The Syllabus

  • Brokerage operations – overview

  • Types of accounts

  • Client requirements

  • Customer Identification Programme

  • Security types

  • Processing systems

  • Players of the financial community

  • Module summary

  • Supplemental learning

Instructors

New York Institute of Finance, New York Frequently Asked Questions (FAQ's)

1: Which institute accredits the Introduction to Brokerage Operations course?

The New York Institute of Finance (NYIF) accredits this online programme.

2: Are there any prerequisites to get enrolled in the Introduction to Brokerage Operations programme?

No, there are no prerequisites to join this course.

3: Who is the instructor for this programme?

Stephen Zak of NYIF will be your instructor for this Introduction to Brokerage Operations course.

4: Do I need to pay a fee to enroll?

Yes, the Introduction to Brokerage Operations course fee is Rs. 7,328.

5: How many hours of study is required per week to complete the Introduction to Brokerage Operations course?

You need to devote just one-two hours per week to study this course.

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