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Quick Facts
| Medium Of Instructions | Mode Of Learning | Mode Of Delivery |
|---|---|---|
| English | Self Study | Video and Text Based |
Course Overview
As firms are expanding and technology is advancing, the market is also witnessing a rise in operational issues. This has resulted in the development of more strict policies and standards, which are altering the way businesses conduct their operations. The Compliance Management online course by UCT teaches how to develop an ethical compliance culture within an organization.
An organization's compliance role has never been more important than it is now because it now has to actively monitor everything from internal regulations to employee behaviour. The Compliance Management Training gives a thorough grasp of compliance and Risk management, which can be applied to a variety of scenarios.
The Compliance Management syllabus teaches to ensure a company's long-term viability by following rules, enacting policies, and adopting a systematic approach to controlling compliance risk. The course is endorsed by CISA. After the course completion, candidates will be given one-year membership in the Compliance Institute Southern Africa (CISA).
The Highlights
- 10-12 hours per week
- Course provider Getsmarter
- 8 weeks duration
- Split option of payment
- Online learning
- Self-paced learning
- Projects and assessments
- Shareable certificate
- Downloadable resources
- University of Cape Town offering
Programme Offerings
- Live polls
- video lectures
- Self-paced learning
- quizzes
- online learning
- Offline resources
- Infographics
- Case studies.
Courses and Certificate Fees
| Certificate Availability | Certificate Providing Authority |
|---|---|
| yes | UCT Cape Town |
Fee type | Fee amount in INR |
Compliance Management fees | Rs. 79,525 |
Installment Plan
| 1st installment | Required before: 2025-01-21 | Amount Due: ₹39,763.00 INR |
| 2nd installment | Required before: 2025-02-20 | Amount Due: ₹39,762.00 INR |
Eligibility Criteria
Certification Qualifying Details
To qualify for the Compliance Management certification, Students are required and complete all training modules, as well as present coursework and projects, and participate in-class formative assessments such as exams, surveys, live polls, case studies, and other similar activities. The grading scale is mostly dependent on the student's online submission of a series of assignments and activities. To be certified, students need to understand all of the regulations outlined in the study guide and satisfy all of the prerequisites.
What you will learn
Upon the completion of UCT’s Compliance Management via Getsmarter, Candidates will gain a better understanding of regulatory compliance through practical case studies, academic theory, and self-reflection. Students will learn how to create a compliance risk assessment that includes controls that take into account the rating scale and regulatory risk universe. Candidates will learn about the instruments that may be used to establish a compliance organisation in a changing risk environment.
Who it is for
- Professionals having some expertise in compliance, law, or regulatory risk who want to advance into a strategic role within an organization by building on their prior compliance or legal expertise.
- Those who are already working in the regulatory field and want to formalize and develop their existing abilities.
- Risk management analyst, Business executives who want to learn more about compliance in order to help their support team and enhance business performance.
Admission Details
For admission in the Compliance Management training online, follow the steps mentioned below:
Step 1. Go through the official link to open the course page
Step 2. Locate the ‘Register Now’ button and click to further proceed
Step 3. Read the terms and conditions carefully and agree to proceed
Step 4. Fill in personal details to make your account on Getsmarter
Step 5. Fill in the billing address details and if someone is paying your fee, add the sponsor information on the billing address page
Step 6. Pay the fee to start the training.
The Syllabus
- Identify the role of the board and key executives in overseeing compliance risk
- Interpret the King IV Code for effective organizational sustainability
- Review the relationships between the compliance officer and various organizational stakeholders
- Articulate the practicalities of effective board oversight
- Identify the needs of the board of directors in relation to ethical practice
- Explain how context can determine the position of a compliance function in an organization
- Discuss the organizational structure in which a compliance function operates
- Show the compliance function as the second line of defense
- Deduce the importance of collaboration and communication between the compliance function and other stakeholders
- Illustrate the importance of resourcing to ensure the effective performance of a compliance function
- Evaluate features of compliance frameworks
- Describe the organizational and behavioural elements that impede a compliance culture
- Identify the limitations of a compliance officer and the need for a compliance culture in an organization
- Reflect on how a compliance officer can use their strengths to influence an organization's compliance culture
- Determine the drivers that contribute to an organization's compliance culture
- Identify the types and elements of compliance risk
- Recognize compliance risk as a type of organizational risk
- Determine how elements of a regulatory universe translate into risk drivers
- Determine the mandate of a compliance function to manage risk
- Interpret the law to identify risks=
- Analyze an organization's risk matrices
- Articulate the subjective nature of risk impact and risk likelihood
- Articulate reputation as an element of compliance risk
- Outline the principles for effective risk rating
- Determine the risks associated with legislation
- Categorise the impact of risks on a risk-rating scale using risk drivers and subjective insight
- Apply a process for evaluating and managing risks
- Determine the compliance impact of existing policies or structures in an organization
- Outline the use of controls to mitigate risks
- Analyze the strategic impact of controls
- Design controls for a compliance risk management plan
- Assess the impact of the human factor on the optimisation of risk ratings and controls
- Indicate which data points can be monitored
- Describe the objectives of monitoring and reporting in the risk management process
- Articulate the ethical considerations for monitoring and reporting
- Recommend various monitoring and reporting methods
- Use foundational principles for monitoring and reporting
- Draft a report that consolidates key insights from a monitoring process
- Predict which stakeholders would be included in a risk management report
- Discuss how conflicts might result in ethical failures
- Describe the role of ethics in compliance
- Deduce the impact of disruptive technologies on compliance risk management
- Reflect on your learning journey
- Predict which technological trends might contribute to compliance risk
Instructors
UCT Cape Town Frequently Asked Questions (FAQ's)
The compliance process ensures that all employees obey the company's rules and regulations.
Compliance tools are computer programs that simplify or accelerate systems and processes that firms use in order to meet industrial, security, legal, and regulatory standards.
By learning compliance management from UCT, candidates will be awarded a compliance completion certificate.
CRCM (certified regulatory Compliance manager) is the best compliance certification.
Candidates must study Compliance Management to become a compliance officer